- Quantitative Methods
- Portfolio Management
- Financial Statement Analysis
- Corporate Issuers
- Fixed Income Investments
- Equity Investments
- Derivatives
- Derivatives - Introduction
- Forward Commitments vs Contingent Claims
- Derivatives – Benefits & Risks
- Arbitrage, Replication, & Cost of Carry
- Forward Contracts – Pricing & Valuation
- Futures Contracts – Pricing & Valuation
- Swaps – Pricing & Valuation
- Options – Pricing & Valuation
- Put-Call Parity
- Binomial Valuation Model
- Alternative Investments
- Economics
- Ethical and Professional Standards
- Ethics & Trust
- The Big Picture
- Standards I-III
- Standard I (A) - Knowledge of the Law
- Standard I (B) - Independence and Objectivity
- Standard I (C) & I (D) – Misrepresentation & Misconduct
- Standard II (A) & (B) - Material Nonpublic Information & Market Manipulation
- Standard III (A) & (B) – Loyalty, Prudence, and Care & Fair Dealing
- Standard III (C) – Suitability
- Standard III (D) & (E) – Performance Presentation & Preservation of Confidentiality
- Standards IV-VII
- Standard IV (A) & IV (B) – Loyalty & Additional Compensation Arrangements
- Standard IV (C) - Responsibilities of Supervisors
- Standard V (A) - Diligence and Reasonable Basis
- Standard V (B) & V (C) - Communication with Clients & Prospective Clients & Record Retention
- Standard VI (A) & VI (C) - Disclosure of Conflicts & Referral Fees
- Standard VI (B) - Priority of Transactions
- Standard VII (A) & VII (B)
- Summary
- GIPS Standards
